Statement of Senator Grassley and Summary to Grassley Amendment on the Unlawful Employment of Aliens


 



The Immigration Reform and Control Act of 1986 made it unlawful for employers to knowingly hire or employ someone who is not authorized to work in the United States; and it required employers to check the identity and work authorization documents of all new employees.

 

The current employment verification process relies on a paper form known as the “I-9.” To complete this form, employers must examine one or more documents from a list of nearly 30 different documents. If the document provided by the employee appears to be genuine, the employer has met his obligation.

 

The employer is not allowed to solicit additional documents and the employee is not required to produce additional documents. In fact, an employer’s request for more or different documents, or a refusal to honor documents that appear to be genuine, can potentially be treated as an unfair immigration-related employment practice. This obviously puts employers in a very difficult situation. If he accepts the document, he may be hiring an illegal worker. If he does not accept the document, he may be sued for employment discrimination.

 

The easy availability of counterfeit documents has made a mockery of the current I-9 process.  Fake documents are produced by the millions and can be obtained easily and cheaply. Thus, the current system benefits unscrupulous employers who do not mind hiring illegal aliens but want to show that they have met their legal requirements, and it harms employers who don’t want to hire illegal aliens but have no choice but to accept documents they may suspect of being counterfeit.

 

The failure of the current process is evidenced by the millions of “no match” letters generated each year by the Social Security Administration. Each year, the Social Security Administration processes about 250 million W-2s. It is able to match more than 95 percent of these. However, nearly 9 million W-2s contain names and social security numbers that do not match the Social Security Administration’s records.  It is widely believe that many, if not most, of these no matches are due to the employment of illegal aliens.

 

This problem must be addressed. We cannot control our boarders, or create an enforceable guest worker program, until we have a reliable and secure employment verification system.

 

I supported the creation of the Basic Pilot program in 1996 which allows employers to voluntarily check the employment status of their new employees.  At the time, it was a pilot in 6 states.  In 2003, I authored the law that provided all 50 states the option to use the Basic Pilot program.  Unfortunately, those who are most likely to hire illegal workers are the least likely to use this system.

 

My amendment today would create a new worker verification system for employers to use to determine if their workers are eligible to work in the United States. While this new system is based on the Basic Pilot, there are a number of important differences. 

The new system will be mandatory for all employers who hire any new employees beginning 18 months after Congress appropriates the funds needed to implement the system.

 

The system can be compared to a “red light,” “green light,” and “yellow light” verification.  The employer, in the course of hiring a new worker, must submit certain information within 3 days of the hiring. The Secretary of Homeland Security, with the assistance of the Commissioner of Social Security, will turn around, in less than 10 days, and provide a positive confirmation or a tentative non-confirmation – that is a “green light” or a “yellow light.”

 

If DHS provides a tentative non-confirmation – a “yellow light” – then the burden will be on the worker to resolve the matter. If the worker contests the non-confirmation, DHS will have 30 days to provide a final response to the employer. If the final response is negative – a “red light” – the employer is required to discharge the worker.

 

The new system would be Internet based. However, the Secretary will also provide access through a toll-free telephone number so that small, rural, and underserved areas can use the system as well.

 

There are a number of important worker protections built into this new system. During the initial implementation of the system, if DHS cannot resolve the worker’s employment status within 30 days, DHS will grant an automatic default confirmation.

 

If the worker loses his job through no fault of his own due to a mistake by the system, he can seek administrative and judicial review to recover lost wages. The system would also give workers the ability to verify their own information prior to obtaining or changing jobs. This would give workers the ability to know their status before applying for a job and give them the opportunity to correct any mistakes.

 

Finally, until the Secretary of Homeland Security certifies that the system is able to correctly resolve 99 percent of all the cases involving eligible workers within 30 days, then the automatic default confirmation will remain in effect. This safeguard is designed to insure that no eligible worker is denied a job due to bureaucratic delays or excessive workloads at DHS or SSA. Once the system is certified by the Secretary, the automatic default confirmation is changed to an automatic default non-confirmation.

 

There have been some concerns raised that once illegal workers are no longer be able to use phony IDs and fake social security cards, they will attempt to steal someone else’s identity. We have addressed this problem by allowing workers – on a purely voluntary basis – to put a “block” on their own SSN. This would work much like a “credit freeze” or the “do not call” list that already exist under current law. A worker could block his own number to prevent someone else from using and then unblock his number whenever he needed to obtain or change jobs.

 

The amendment also provides important protections for employers who use the system. They will no longer be forced to choose between a questionable documents or an employment discrimination lawsuit. They will be able to rely on the information provided by the system. They will be protected from liability if they fire a worker based on that information.

 

Finally, the amendment provides safeguards to prevent the unauthorized disclosure of information contained in the system. Individuals and employers will not have direct access to federal databases. Rather, they will submit information and only receive back a confirmation or non-confirmation of that information. The amendment also provides that the information in the system cannot be used for any purpose other than provided by law.

With respect to information sharing, the amendment contains important language regarding the use of tax return information.

 

The protection of taxpayer information is a cornerstone of our voluntary tax system. These protections are found in section 6103 of the tax code and are designed to strike the balance between taxpayer privacy and legitimate law enforcement. Several members raised this issue during the Judiciary Committee mark up. I urged my colleagues to defer any action in this area until the members of the Finance Committee had an opportunity to review this issue.

 

Some of the proposals in the Judiciary Committee were very broad. In this amendment, we have taken a more focused approach. We identified the specific information that would be needed to identify potentially illegal workers and crafted an amendment to 6103 that permits such use while maintaining all of the privacy protections afforded by 6103.

 

Specifically, we allow the Social Security Administration to share taxpayer identity information with DSH for the next three years. The information that can be shared would be for those employers who had more than 100 employees with names and numbers that do not match, and employers who used the same social security number for more than 10 employees.

 

In addition, DHS would be able to request that SSA provide information to identify employers who are not participating in the system, and employers who are not verifying all of their new employees. This information sharing would sunset after three year unless Congress extends this authority. We will closely monitor the use of this authority to determine if it should be extended.

 

Relying on Social Security records to help enforce immigration law also raises a critical issue with respect to the Social Security Administration’s ability to perform its primary functions. This amendment addresses this concern by requiring DHS to reimburse SSA in advance for the cost of any data it obtains.

 

Let me again point out that – unlike the House bill – this amendment only applies to new hires, with some limited exceptions under the discretionary authority of DHS.

 

However, I would note that despite the high turnover rate seen among some workers, many workers are employed by the same employer for many years. According to the Bureau of Labor Statistics, nearly one-half of all workers have been employed by the same employer for five or more years. More than one-quarter have been employed by the same employer for 10 years or more years.

 

Without verification for all employees, many illegal workers might never be detected under a System that only checks new hires.

 

I understand that a requirement to verify all employees is viewed as overly burdensome. But, as mentioned earlier, the Social Security Administration processes roughly 250 million W-2s each and every year and is able to verify more than 95 percent. It might turn out that the additional burden of checking everyone would be very minimal. I suspect we will have to revisit this issue in conference with the House – if we make it that far.

 

In conclusion, let me urge my colleagues to support this amendment. It represents a significant step forward in creating a more reliable and secure employment verification system.

 

Summary of Title III—Unlawful Employment of Aliens

 

Section 301.  Unlawful Employment of Aliens

 

Regarding the Unlawful Employment of Aliens

 

  • Makes it illegal to hire, recruit, refer or continue to employ an unauthorized alien.

 

  • Makes it illegal to hire, recruit, refer or continue to employ anyone, unless you participate in the new Electronic Employment Verification System.

 

  • If you hire a subcontractor, you have to get the subcontractor’s employer identification number and report that to DHS in order to allow DHS to ensure that the subcontractor is a participating employer.

 

Order of Internal Review and Certification of Compliance

 

  • If the Secretary believes that an employer is not complying with the system, he or she can require the employer to certify that they are either in compliance or have instituted a program for coming into compliance.

 

Document Verification Requirements

 

  • An employer has to attest that he or she has examined the following:
  • for citizens either a US Passport or state-issued drivers license
  • for aliens, either a permanent resident card or an employment authorization card. 
  • In the case where an individual cannot get any of those documents, the Secretary can authorize the use of other documents.
  • An individual applying for a job has to attest under penalty of perjury that they are legally eligible to work in the US.  If the attestation is false, the individual is subject to a $5,000 fine, imprisonment up to 3 years, or both.
  • Employers are required to retain documents related to verification.

 

 The Electronic Employer Verification System (EEVS)

 

  • DHS and SSA will implement the system to determine whether the information provided by employees to employers – name, social security, date of birth, place of birth, employer identification number and alien registration number, if applicable -- is consistent with the information the agencies maintain, and whether or not the employee is eligible to work in the US.

 

  • Every employer must submit employee data for new hires to the system beginning 18 months after the Secretary receives the funds necessary to implement the system.
  • The Secretary can allow employers to participate on a voluntary basis before that date and the Secretary can require employers critical to homeland security to participate before full implementation.  The Secretary can also require individual employers to participate prior to full implementation if the Secretary has reasonable cause to believe they have violated immigration laws.

 

Procedurally, the System would work as follows:

 

  • Employer hires a worker
  • Within 3 days, employer submits worker information to DHS and SSA
  • Within 10 days of the submission, the DHS – with help from SSA -- either confirms that the worker is legal or it tells the employer that the worker is tentatively nonconfirmed.  DHS must do a manual secondary verification prior to tentative nonconfirmation
  • If tentatively nonconfirmed, the employer must notify the worker within 3 days.  The worker then has 10 days to contest the finding with the DHS.  The employer cannot fire the worker during the period of contest
  • If the worker fails to contest within 10 days, he or she is automatically nonconfirmed and must be fired
  • If the workers contests the tentative nonconfirmation, the DHS has 30 days to make a final decision on whether or not the worker is legal
  • During the initial implementation of the system, if DHS cannot confirm or non-confirm worker within 30 days of contest, the worker will receive a default confirmation.  The default confirmation process remains in place until DHS can certify that accurate final determinations are made within 30 days 99% of the time.  Once the system achieves that level of accuracy, the system will issue a default non-confirmation after 30 days, although DHS will have authority to issue a confirmation in limited circumstances.

 

Responsibilities of the Secretary

 

  • Annual report to Congress assessing the accuracy of the system which triggers the automatic default confirmation or nonconfirmation process described above.

 

  • The Secretary must establish a process for workers to contest findings in the cases where a tentative nonconfirmation is issued: the worker has to be notified of the reason for the notice, the right to contest, contact information for the agency with which to contest, and a 24-hour 800-number to contact for assistance.
  • The Secretary has to provide training materials to employers to assist employers with compliance with the system.

 

Safe Harbor for Employers

 

  • If an employer participates in the system and complies with system requirements, they are protected from liability in cases where the system’s output is wrong.

 

Administrative and Judicial Review for Workers

 

  • A worker who is fired as a result of a final nonconfirmation can appeal the notice.
  • There is also the opportunity for judicial review after administrative review.
  • If the termination was not the fault of the worker, the worker has a right to compensation from the Secretary for lost wages. 

 

Limitation on Collection and Use of Data

 

  • The DHS can only collect and maintain data as necessary to operate the system.
  • Anyone collecting or maintaining unauthorized data is guilty of a misdemeanor and can be fined up to $1,000 for each violation.
  • Anyone using data in the system for any unauthorized purpose, including identity fraud, shall be guilty of a felony and fined or imprisoned for up to five years.

 

Annual GAO Study and Report

 

  • Audit the Secretary’s report on accuracy of the system;
  • Assess the effect of the system on privacy;
  • Assess the effect of the system on unauthorized aliens;
  • Assess the effect of the system on discrimination in hiring; and
  • Asses whether DHS and SSA have the resources needed to operate the System.

 

Civil Penalties for Employers who hire Unauthorized Workers

 

  • $500 - $4,000 for each unauthorized alien.
  • $4,000 - $10,000 per unauthorized alien if previously fined within one year.
  • $6,000 - $20,000 per unauthorized alien if previously fined more than once in two years.

 

 Penalties for failing to keep records.

 

  • $200 - $2,000 for each unauthorized alien.
  • $400 - $4,000 per unauthorized alien if previously fined within one year.
  • $600 - $6,000 per unauthorized alien if previously fined more than once in two years. 

 

Criminal Penalties for Repeat Violators

 

  • Fined up to $20,000 per unauthorized alien and sentenced to up to 3 years in jail.
  • Prohibited for receiving federal contracts for 5 years.

 

Information Sharing between the Commissioner of Social Security and the Department of Homeland Security

 

The DHS may request the following information from SSA during the first three years of the program’s operation:

 

  • Information about employers who have submitted tax information with more than 100 names and SSNs that do not match SSA records or who have submitted more than 10 W-2 forms with identical names and SSNs;
  • Information about employers with employees who appear to be using borrowed or stolen SSNs;
  • Information about employers, and their employees, when the employers are not using the EEVS as required;
  • Information about all employees of critical employers and employers required by DHS to participate in the system; and
  • Information about new employees when the employers are using the EEVS but appear to be hiring new employees without submitting their names to the EEVS

 

Section 302.  Employer Compliance Fund

 

  • Special fund established to collect penalties under this Title and used for enhancing and enforcing compliance with this Act.

 

Section 303.  Additional Worksite Enforcement and Fraud Detection Agents

 

  • Authorizes 2,200 additional agents for the Bureau of Immigration and Customs Enforcement per year over a five year period.

 

Section 304.  Clarification of Ineligibility for Misrepresentation

 

  • Clarification of definition with respect to attestation of citizenship.

 

 Section 305.  Antidiscrimination Protections

 

  • Expands the class of immigrants protected by Office of Special Counsel (OSC).
  • Adds prevention of unfair EEVS practices to OSC responsibilities.
  • Increase penalties for all unfair immigration-related activities.
  • Increase funding for OSC information campaign.

 

Amends Title IV

 

  • Links the effective date for the Temporary guest worker program to implementation of EEVS.